Information about this website, your
privacy, and our corporate information
Please take note of these disclaimers regarding use of the information presented in this website. Contact your wealth advisor to understand how the information
presented applies to your specific situation.
Roche Financial Partners' (RFP) website is limited to the dissemination of general information pertaining to its advisory services, together with access to additional
investment-related information, publications, and links. Accordingly, the publication of RFP's web site on the Internet should not be construed by any consumer
and/or prospective client as RFP's solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for
compensation, over the Internet. Any subsequent, direct communication by RFP with a prospective client shall be conducted by a representative that is either
registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. For information pertaining to the registration
status of RFP, contact the state regulators in which RFP is registered. A copy of RFP's current written disclosure statement discussing RFP's business operations,
services, and fees is available from RFP upon written request. RFP does not make any representations or warranties as to the accuracy, timeliness, suitability,
completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to RFP's web site or incorporated herein, and takes no
responsibility therefore. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly. Each client and
prospective client agrees, as a condition precedent to his/her access to RFP's web site, to release and hold harmless RFP, its officers, directors, owners, employees
and agents from any and all adverse consequences resulting from any of his/her actions and/or omissions which are independent of his/her receipt of personalized
individual advice from RFP. There are no warranties, expressed or implied, as to accuracy, completeness, or results obtained from any information posted on this or
any linked website.
About Investment Advisory Services
Please remember that different types of investments involve varying degrees of risk, and there can be no assurance that the future performance of any specific
investment or investment strategy (including those undertaken or recommended by RFP) will be profitable or equal any historical performance level(s). Certain
portions of RFP's web site (i.e. newsletters, articles, commentaries, etc.) may contain a discussion of, and/or provide access to, RFP's (and those of other investment
and non-investment professionals) positions and/or recommendations as of a specific prior date. Due to various factors, including changing market conditions, such
discussion may no longer be reflective of current position(s) and/or recommendation(s). Moreover, no client or prospective client should assume that any such
discussion serves as the receipt of, or a substitute for, personalized advice from RFP, or from any other investment professional. RFP is neither an attorney nor an
accountant, and no portion of the web site content should be interpreted as legal, accounting or tax advice.
Electronic Communication Disclosures
Content is likely to be reviewed by firm employees and regulators. All electronic communications are archived a minimum of 5 years. This includes website properties,
electronic mail (email), instant messages (IM) and social networking sites such as Facebook and LinkedIn. We take electronic communication security seriously;
however, we cannot guarantee the confidentiality of any electronic communication transmission. Therefore, confidential information should not be sent to us by
through unsecured electronic means.
Understanding content related to investment advisory services.
This site does not provide investment advice. It provides you with content meant only as a broad overview for discussion & educational purposes. It does advertise
various investment, planning and insurance services that we provide. It is very important to remember that contributing authors will have no idea what your financial
goals may be and what your risk tolerance is; and they are completely unaware of your income, age, savings, and any specific circumstances that are needed to
provide investment advice. Therefore, no investment decisions should be based on the information within this site; as it may not be applicable to your personal
investment objectives. Investment advice is only provided to investors who have signed an Investment Advisory Agreement with RFP. RFP cannot pass on the merit
of any of the securities mentioned on this site. No securities are being offered on this site and no securities will be sold to individuals who engage us for investment
advice through this site.
Advisor Bio Pages
RFP’s Investment Adviser Representatives (“IAR”) commonly manage their own money using the same techniques and/or strategies they use with their clients. This
does not mean client portfolios mirror or 100% identical to the portfolios of their RFP IAR. Strategies and investments used in clients portfolios are materially similar
to that of their RFP IAR. As with any client of RFP, IARs take into consideration their own financial situation when investing their personal assets. At times they may
personally hold position that clients don’t hold or be experimenting with investment techniques, not yet used with clients. Clients/prospective clients should feel free to
ask their Investment Adviser Representative how they invest their personal money.
Published Content and Electronic Communications from Advisors
All expressions of opinion are as of the date published and are subject to change at any time without notice. These opinions are not intended to be a guarantee of
future events. Each of the advisers at RFP is encouraged to have an independent outlook; therefore they may have differing opinions. The author’s opinions,
strategy, market outlook, and economic view may change at anytime. References to past investment decisions by the author, with positive or negative outcomes
should be considered not repeatable. Therefore, past investment decisions that are referenced should not be used to evaluate the investment performance of the
author or future performance. In discussing a specific company or its stock the author will disclose that position at the end of the article. The author may or may not
make such a disclosure if they are discussing a sector or industry. Opinions should not be interpreted as investment advice and/or applicable to your personal
Clients of RFP
If you are a client of RFP, please speak to your adviser before making any decision based on an electronic communication. Investment advice is only provided to
investors who have signed an Investment Advisory Agreement with RFP. If you are not a client of RFP we cannot provide you with investment advice and no content
or communications should be construed as investment advice.
Roche Financial Partners, LLC, an independent Financial Planning Firm, considers client privacy to be a fundamental aspect of our client relationships. We are
committed to maintaining the confidentiality, integrity, and security of our current, prospective and former clients’ personal information.
In the course of providing you with advisory services, we may collect, retain, and use client information for the purpose of administering our operations, providing
client service, and complying with legal and regulatory requirements. This information may come from sources such as account applications, investment policy
statements, from your transactions, and other forms from other written, electronic or verbal correspondence from your brokerage, attorney, accountant or other
advisor you may employ. We do not sell, exchange or disclose client information with outside organizations unless the third party is essential in administering our
operations or except as required or permitted by law.
No confidential information, whatever the source, regarding any customer or client, may be disclosed except the following: We reserve the right to disclose or report
personal information where we believe in good faith that disclosure is required under law, to cooperate with regulators or law enforcement authorities. Adviser
reserves the right to disclose information with other
Adviser employees in connection with the Adviser’s business and to non-affiliated third parties with whom the Adviser has a contractual agreement to jointly offer,
endorse or sponsor a financial product or service; and to service and maintain customer accounts including effectuating a transaction. Adviser may disclose
information about client or client’s account to a non-affiliated third party at client’s written request.
Finally, to further safeguard client information digitally, we maintain password protected systems, updated anti-virus and anti-spyware software, and encrypted
hardware and software firewalls.
Review Regulatory Filings
Before you invest or pay for any investment advice, check to see if your brokers, investment advisers and investment adviser representatives have any disciplinary
disclosures. Ask additional questions to protect your interests and consider all disclosures before deciding to conduct business with them. You also should check to
verify they are registered or licensed.
You can research RFP and other financial firms here: http://www.sec.gov/investor/brokers.htm
ADV 2 Brochure
Please review our Regulatory Brochure for more information on RFP's advisory registration including organizational structure, business model, potential conflicts of
interest, and investment advisory activities. Read our Brochure here.
Any questions regarding this site should be directed to: Roche Financial Partners, LLC | Chief Compliance Officer | 313 Common Way Princeton NJ 08540 | T:609-
575-6762 | E: Info@rochepartners.com
|For a better understanding of how to apply the information presented in this website
313 Commons Way Princeton, NJ 08540
(P) 609 575 6762 - (F) 609 751 9253
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